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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-28 |
Branch Locations
1401 Financial Park, Carbondale, IL 62902 • United States
1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 08/2011 | 05/2019 |
| Invesco Advisers, Inc. | Atlanta | GA | 08/2011 | 05/2019 |
| Hightower Securities Llc | Chicago | IL | 01/2020 | 05/2020 |
| Hightower Advisors Llc | Chicago | IL | 01/2020 | 05/2020 |
| Fuse Research Network | Needham | MA | 05/2019 | Present |
| Wells Fargo Clearing Services | Naperville | IL | 04/2021 | Present |
FINRA; INVESTMENT RELATED; CHICAGO,IL; NON-PUBLIC ARBITRATOR; START DATE 09/01/2020; NUBMER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; REVIEW INDUSTRY CASES THAT LEAD TO ARBITRATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-23 |
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