Gordon Y Lau

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 05/2019
  Invesco Distributors, Inc.
  Houston, TX
• 08/2011 → 05/2019
  Invesco Advisers, Inc.
  Atlanta, GA
• 01/2020 → 05/2020
  Hightower Securities Llc
  Chicago, IL
• 01/2020 → 05/2020
  Hightower Advisors Llc
  Chicago, IL
• 05/2019 → Present
  Fuse Research Network
  Needham, MA
• 04/2021 → Present
  Wells Fargo Clearing Services
  Naperville, IL

Previous Registrations

• 2020-01-21 → 2020-05-12
  Hightower Advisors, Llc
  Chicago, IL
• 2011-08-23 → 2019-05-31
  Invesco Advisers, Inc.
  Atlanta, GA
• 2007-12-20 → 2011-08-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
  Greenwood Village, CO
  Englewood, CO
  Chicago, IL
  Chicago, IL

Other Businesses

FINRA; INVESTMENT RELATED; CHICAGO,IL; NON-PUBLIC ARBITRATOR; START DATE 09/01/2020; NUBMER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; REVIEW INDUSTRY CASES THAT LEAD TO ARBITRATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-03
• S63 Uniform Securities Agent State Law Examination
  1996-04-23

Other Names

• Gordon Y Lau
• Gordon Yueting Lau