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Christopher Roy Michinaka

Morgan Stanley

Menlo Park, CA

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-12
TX RA APPROVED 2020-06-12
  • CA RA
    APPROVED
    Since 2020-06-12
  • TX RA
    APPROVED
    Since 2020-06-12

Branch Locations

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palo Alto CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 06/2020
Morgan Stanley Smith Barney Llc San Jose CA 06/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Palo Alto, CA
  • 11/2016 → 06/2020
    Wells Fargo Clearing Services, Llc
    Palo Alto, CA
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    San Jose, CA
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2014-07-25 → 2020-06-16
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Palo Alto, CA
    Minneapolis, MN
    Palo Alto, CA
    Tarpon Springs, FL
  • 2010-06-03 → 2014-07-18
    Citigroup Global Markets Inc.
    Palo Alto, CA
  • 2009-08-21 → 2010-06-03
    Barclays Capital Inc.
    San Francisco, CA
  • 2009-05-21 → 2009-08-19
    Banc Of America Investment Services, Inc.
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
S63 Uniform Securities Agent State Law Examination 1994-01-08
  • S66 Uniform Combined State Law Examination
    2009-05-15
  • S63 Uniform Securities Agent State Law Examination
    1994-01-08
Other Names
  • Chris Michinaka

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
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