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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-13
PA RA APPROVED 2024-05-21
TX RA APPROVED 2023-05-19
AZ RA APPROVED 2022-08-15
NJ RA APPROVED 2022-03-25
FL RA APPROVED 2021-09-16
OR RA APPROVED 2021-07-01
NC RA APPROVED 2013-09-06
CA RA APPROVED 2010-02-12
  • MI RA
    APPROVED
    Since 2026-07-13
  • PA RA
    APPROVED
    Since 2024-05-21
  • TX RA
    APPROVED
    Since 2023-05-19
  • AZ RA
    APPROVED
    Since 2022-08-15
  • NJ RA
    APPROVED
    Since 2022-03-25
  • FL RA
    APPROVED
    Since 2021-09-16
  • OR RA
    APPROVED
    Since 2021-07-01
  • NC RA
    APPROVED
    Since 2013-09-06
  • CA RA
    APPROVED
    Since 2010-02-12

Branch Locations

Mountain View, CA • United States

10297 S. De Anza Blvd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Mountain View CA 08/2013 Present
Hsbc Securities (Usa) Inc. San Jose CA 05/2012 Present
Previous Registrations
Other Businesses

rental property 556 Santa Rosalia Ter, Sunnyvale, CA 94085 Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21
Designations

View on SEC IAPD

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