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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-10 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/1993 | Present |
| Bank Of America, N.A. | Crystal Lake | IL | 05/2011 | Present |
I*483529Entity Type: Fiduciary role Name of OBA: POA for A. R. Address: Hawthorn Woods, Illinois, 60047Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/03/2009Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney/Spouse I*900236Entity Type: Fiduciary role Name of OBA: A. R. Executor Address: Hawthorn Woods, Illinois, 60047Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/14/2018Number of Hours: 0Number of Hours during trading: 0 Duties: Executor/Spouse I*900237Entity Type: Fiduciary role Name of OBA: A. R. Trust Address: Hawthorn Woods, Illinois, 60047Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 06/14/2018Number of Hours: 0Number of Hours during trading: 0 Duties: Successor Trustee/Spouse I*965581Entity Type: Fiduciary role Name of OBA: M. R. & R. R. Joint Revocable Trust - Successor Trustee Address: Mukwanago, Wisconsin, 53149Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08/26/2022Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee/In-Laws I*901243Entity Type: Fiduciary role Name of OBA: C. R. POA Address: Hawthorn Woods, Illinois, 60047 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/03/2021Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*901244Entity Type: Fiduciary role Name of OBA: M. G. POA Address: Arlington Heights, Illinois, 60004Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/11/2022Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney/Siblings I*1889267 Entity Type: Fiduciary role Name of OBA: A. R. POA Address: Hawthorn Woods, Illinois, 60047Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/20/2024Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney/Spouse I*2472267 Entity Type: Fiduciary role Name of OBA: C. R. Power of Attorney Address: Hawthorn Woods, Illinois, 60047Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/14/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney/ Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-23 |
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