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Stephanie Susan Hammond

LPl Financial LLC

Clackamas, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-04
OR RA APPROVED 2018-04-24
  • TX RA
    APPROVED
    Since 2023-04-04
  • OR RA
    APPROVED
    Since 2018-04-24

Branch Locations

9200 Se Sunnybrook Blvd. #220, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seasons Financial Group Portland OR 02/2020 Present
Lpl Financial, Llc Portland OR 04/2013 Present
  • 02/2020 → Present
    Seasons Financial Group
    Portland, OR
  • 04/2013 → Present
    Portland, OR
Other Businesses

1. 01/11/2018 - SEASONS FINANCIAL GROUP, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PORTLAND, OR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2018-04-20
Other Names
  • Stephanie Susan Wilmot
  • Stephanie Hammond

View on SEC IAPD

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