Gerald Palmer Pascal

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2016
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 08/2014 → Present
  Us Army National Guard
  Walnut Creek, CA
• 11/2016 → 08/2024
  Ubs Financial Services Inc.
  San Mateo, CA
• 08/2024 → Present
  Ubs Financial Services Inc.
  West Palm Beach, FL

Previous Registrations

• 2013-03-13 → 2016-11-11
  Charles Schwab & Co., Inc.
  San Francisco, CA
• 2013-01-17 → 2013-02-14
  Voya Financial Advisors, Inc.
  Oakland, CA
  Windsor, CT
• 2013-01-17 → 2013-02-14
  Voya Retirement Advisors, Llc
  Oakland, CA
  Damascus, MD
• 2013-01-17 → 2013-02-14
  Voya Financial Partners, Llc
  Oakland, CA
  Damascus, MD
• 2010-06-02 → 2012-11-20
  Advanced Equities, Inc.
  San Francisco, CA
• 2005-11-17 → 2006-04-21
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

(1) US ARMY NATIONAL GUARD, WALNUT CREEK, CALIFORNIA, NOT INVESTMENT RELATED, 08/10/2014, LIEUTENANT, EXECUTIVE OFFICER/PLATOON LEADER, BETWEEN 20-40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; (2) REAL ESTATE/PROPERTY MANAGEMENT, BRENTWOOD, CALIFORNIA, 06/23/2016, OWNER OF RENTAL PROPERTY, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. US Army National Guard / 1800 Carmel Drive Walnut Creek,CA 94596 / No/ Non Profit / USD / No / No / / Start Date 08/09/2014 / Rental Property / United States / 935 Elk Run Terrace, Brentwood, CA 94513 / Sole proprietorship / Property management / Receive Compensation?: YES / Investment in Company?: YES; 100% / Start Date 1/22/2020 US Army Reserves, Pinellas Park United States FL-33782, Governmental Entity, Military, Employee / staff member, Officer, start date- 8/9/2014.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-04-20
• S66 Uniform Combined State Law Examination
  2005-11-15