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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Clearwater | FL | 03/2008 | 04/2017 |
| Sii | Clearwater | FL | 04/2017 | 11/2018 |
| Osaic Wealth, Inc. | Clearwater | FL | 11/2018 | Present |
1. FREEDOM FINANCIAL GROUP POSITION: Marketing and branding under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/12/2017 ADDRESS: 1201 Belscher Rd, Dunedin FL 34698, United States DESCRIPTION: Sales and Marketing of securities, investment advisory, under this business name 2. SPT INC POSITION: board member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2003 ADDRESS: PO BOX 14004, CLEARWATER FL 33766, United States DESCRIPTION: board member. no duties 3. FREEDOM FINANCIAL GROUP, LLC POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 1201 Belcher Rd, Dunedin FL 34698, United States DESCRIPTION: Insurance Brokerage
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-15 |
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