Shankar B Iyer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 09/2009 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

(4) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: B RESTAURANT LLC DISCLOSURE ID: 70240 INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60603 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 9/1/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SILENT INVESTOR IN NEW RESTAUARANT CONCEPT. NO DECISION MAKING AUTHORITY WHATSOEVER I*20098 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: IYER INVESTMENTS LLC TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60657 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 2/8/2005 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERSONAL FIDUCIARY ROLE I*1333266 For profit or not for profit: Entity Charitable Name of outside business organization: University Of Wisconsin Foundation Investment related: N Address of business: Madison, Wisconsin, 53726, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 6/6/2023 Number of hours devoted: 3 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Network within Chicago-based University of Wisconsin Alumni, as well as help fundraise by way of an annual Gala.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-08
• S63 Uniform Securities Agent State Law Examination
  1994-02-25