Keegan Michael Hennessy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Ubs Financial Services Inc.
  Atlanta, GA

Previous Registrations

• 2009-06-01 → 2014-01-23
  Morgan Stanley
  Atlanta, GA
  Atlanta, GA
• 2006-04-07 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
• 2003-06-23 → 2006-03-06
  Securities America Advisors, Inc.
  Alpharetta, GA

Other Businesses

1) Cedar Woods Capital I LLC/ investment related?: yes/146 Cedar Woods Trail, Canton, GA, 30114 US/ Real Estate/ Partner/ General activities around the ownership of rental real estate/ start date; 9/9/2021 2) 303 Argyle Court, Rental Real Estate, Proprietor / owner, Owner of the real estate until such time that my brother decides to buy the house back at some point in the future, start date-2/28/2020, CantonGeorgiaUnited States-30114. 3) 210 West Marietta Street, Rental Real Estate, Proprietor / owner, Day to Day ownership of a rental real estate property, start date-9/8/2021, CantonGeorgiaUnited States-30114. 4) Cedar Woods Capital II LLC, LLC to hold personal rental property, Proprietor / owner, Those generally associated with owning a condo for rental purposes, start date-7/1/2022, Canton GAUnited States-30114.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-27
• S63 Uniform Securities Agent State Law Examination
  1994-03-25

Other Names

• Mike Hennessy