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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | Milwaukee | WI | 09/1993 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | West Bend | WI | 03/2018 | Present |
1. Me and Him Acoustic Duo; 5206 Juniper Ln West Bend WI 53095; Acoustic Duo; member of Acoustic Duo; musician; 06/01/2013; 2.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related 2. Old Hickory Homeowners Assoc; 5206 Juniper Lane West Bend WI 53095; Homeowners assoc; President; hold meetings, field complaints; 01/01/2009; 6.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 3. Rental Property;5206 Juniper Ln, West Bend, WI 53095; 2 rental properties; owner; maintenance and collects rents; 06/01/2018; 2.00 Hour(s) Per Month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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