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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-10
  • CA RA
    APPROVED
    Since 2019-09-10

Branch Locations

3601 Fair Oaks Blvd., Sacramento, CA 95864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Carmichael CA 04/2005 08/2019
Wells Fargo Clearing Services, Llc Carmichael CA 04/2010 08/2019
Jp Morgan Securities, Llc Sacramento CA 08/2019 Present
Jp Morgan Chase Bank, N.A. Sacramento CA 08/2019 Present
Previous Registrations
  • 2010-04-27 → 2019-09-18
    Charlotte, NC
    Roseville, CA
    Rancho Cordova, CA
    Roseville, CA
    Carmichael, CA
    Roseville, CA
    Sacramento, CA
    Sacramento, CA
    Roseville, CA
  • 2005-11-22 → 2010-04-26
    Wells Fargo Investments, Llc
    Sacramento, CA
    Gold River, CA
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21
Other Names
  • Bridget Colette Williams

View on SEC IAPD

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