William Augustine Connell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-12
MA	RA	APPROVED	2017-12-18

TX RA
APPROVED_RES

Since 2018-12-12
MA RA
APPROVED

Since 2017-12-18

Branch Locations

319 Auburn St, Auburndale, MA 02466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	02/2013	11/2017
Canby Financial Advisors, Llc	Framingham	MA	12/2012	11/2017
Lpl Financial Llc	Auburndale	MA	12/2017	Present
The Village Bank	Auburndale	MA	11/2017	Present

02/2013 → 11/2017

Commonwealth Financial Network

Waltham, MA
12/2012 → 11/2017

Canby Financial Advisors, Llc

Framingham, MA
12/2017 → Present

Lpl Financial Llc

Auburndale, MA
11/2017 → Present

The Village Bank

Auburndale, MA

Previous Registrations

2016-02-01 → 2017-11-10

Commonwealth Financial Network

Framingham, MA

Other Businesses

1. 05/14/2019 - Village Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/01/2019 - 200 hrs/mo - 8 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-04
S63	Uniform Securities Agent State Law Examination	1993-11-03

S66 Uniform Combined State Law Examination

2014-04-04
S63 Uniform Securities Agent State Law Examination

1993-11-03

Other Names

Bill Connell
Billy Connell

View on SEC IAPD