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Damon K Slepian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-24
CT RA APPROVED 2010-06-11
TX RA APPROVED_RES 1998-11-03
  • PA RA
    APPROVED
    Since 2010-06-24
  • CT RA
    APPROVED
    Since 2010-06-11
  • TX RA
    APPROVED_RES
    Since 1998-11-03

Branch Locations

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 09/1993 Present
Bank Of America, N.A. Wayne PA 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-10
S65 Uniform Investment Adviser Law Examination 1993-12-03
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S66 Uniform Combined State Law Examination
    2010-06-10
  • S65 Uniform Investment Adviser Law Examination
    1993-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19
Other Names
  • Damon K Slepian
  • Damon Keith Slepian

View on SEC IAPD

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Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

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