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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-12-23 |
| PA | RA | APPROVED | 2019-12-23 |
Branch Locations
1441 W Long Lake Rd Ste 250, Troy, MI 48098-4436 • United States
Villanova, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Enterprise Investment Services Inc | Troy | MI | 11/2017 | Present |
| Independent Consultant | Devon | PA | 03/2017 | 11/2017 |
| Na | Devon | PA | 10/2016 | 03/2017 |
| Wellington Management Company | Radnor | PA | 06/2007 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-29 |
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