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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| FL | RA | APPROVED | 2025-01-24 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
Apollo Beach, FL • United States
150 East Rand Road, Arlington Heights, IL 60004 • United States
1111 Warren Ave, Downers Grove, IL 60515 • United States
234 W. Northwest Highway, Arlington Heights, IL 60004 • United States
1000 Hillgrove Avenue, Western Springs, IL 60558 • United States
1635 W. Algonquin Rd, Rolling Meadows, IL 60008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Arlington Heights | IL | 07/2009 | 01/2025 |
| Lpl Financial Llc | Western Springs | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 07/31/2009- 170 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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