James D Jones

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 05/2011 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

RENTAL HOUSE, 115 CAMERON CT, CHAPEL HILL, NC 27516 - INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 2, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 06/01/93, POSITION - OWNER, 3 BEDROON 2 BATH RENTAL HOUSE . I RENT TO STUDENTS AT UNC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-31
• S63 Uniform Securities Agent State Law Examination
  1993-12-03

Other Names

• James D Jones
• James David Jones
• David Jones
• J. David David Jones
• Jdavid Jones