Charles William Kern

Current Employers

Pilot Investment Services, Llc

Jamestown, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-09-10

NC RA
APPROVED

Since 2015-09-10

Branch Locations

Greensboro, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pilot Investment Services, Llc	Greensboro	NC	08/2015	Present

08/2015 → Present

Pilot Investment Services, Llc

Greensboro, NC

Previous Registrations

2013-05-17 → 2015-08-28

Danny Fontana Enterprises D/B/A Pilot Portfolio Management

Charlotte, NC
2010-10-22 → 2013-01-24

Scott & Stringfellow, Llc

Richmond, VA

Rock Hill, SC

Charlotte, NC
2001-12-31 → 2010-10-20

Ubs Financial Services Inc.

High Point, NC

Greensboro, NC

Other Businesses

Department of Treasury located in Charlotte, NC. Position is Auditor. Not investment related. Start of outside employment is Sep 17, 2017. Approximate hours/month are 160 of which 6 hours/day are during trading hours. Duties involve auditing for the Department of Treasury.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-23
S63	Uniform Securities Agent State Law Examination	1993-12-15

S65 Uniform Investment Adviser Law Examination

2013-03-23
S63 Uniform Securities Agent State Law Examination

1993-12-15

Other Names

Charles Kern
Chuck Kern

View on SEC IAPD