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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-01-02
  • TN RA
    APPROVED
    Since 2009-01-02

Branch Locations

14950 Highland Road, Mckenzie, TN 38344 • United States

19510 West Main, Huntingdon, TN 38344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Huntingdon TN 01/1999 Present
Carroll Bank & Trust Huntingdon TN 09/1997 Present
Raymond James Financial Services Advisors, Inc Huntingdon TN 01/2009 Present
Federal Reserve Bank Of St. Louis - Memphis Branch Memphis TN 01/2015 01/2021
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Huntingdon, TN
  • 09/1997 → Present
    Carroll Bank & Trust
    Huntingdon, TN
  • 01/2009 → Present
    Huntingdon, TN
  • 01/2015 → 01/2021
    Federal Reserve Bank Of St. Louis - Memphis Branch
    Memphis, TN
Other Businesses

(1)Name of Business: Carroll Bank & Trust Address: 19510 West Main Street, Huntingdon TN 38344, Huntingdon , TN, 38344, United States Activity Type: Bank or Credit Union Associate Position/Title: Director Investment Related: Yes Start Date: 09/01/1997 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Bank Director - Chairman (2)Name of Business: Carroll Life Reinsurance, Ltd. Address: 19510 West Main Street , Huntingdon , TN, 38344, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 10/30/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of credit life insurance company (3)Name of Business: CB&T Financial Address: 19510 Main St W, Huntingdon, TN, 38344, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager/Financial Advisor (4)Name of Business: The 1822 Coffee Company LLC Address: 19704 East Main Street , Huntingdon , TN, 38344, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/26/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Facility / Equipment Owner / 100% owner in going concern

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-09
S63 Uniform Securities Agent State Law Examination 1995-10-27
  • S65 Uniform Investment Adviser Law Examination
    1999-06-09
  • S63 Uniform Securities Agent State Law Examination
    1995-10-27
Designations
Other Names
  • Mike Cary

View on SEC IAPD

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