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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Huntingdon | TN | 01/1999 | Present |
| Carroll Bank & Trust | Huntingdon | TN | 09/1997 | Present |
| Raymond James Financial Services Advisors, Inc | Huntingdon | TN | 01/2009 | Present |
| Federal Reserve Bank Of St. Louis - Memphis Branch | Memphis | TN | 01/2015 | 01/2021 |
(1)Name of Business: Carroll Bank & Trust Address: 19510 West Main Street, Huntingdon TN 38344, Huntingdon , TN, 38344, United States Activity Type: Bank or Credit Union Associate Position/Title: Director Investment Related: Yes Start Date: 09/01/1997 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Bank Director - Chairman (2)Name of Business: Carroll Life Reinsurance, Ltd. Address: 19510 West Main Street , Huntingdon , TN, 38344, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 10/30/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of credit life insurance company (3)Name of Business: CB&T Financial Address: 19510 Main St W, Huntingdon, TN, 38344, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager/Financial Advisor (4)Name of Business: The 1822 Coffee Company LLC Address: 19704 East Main Street , Huntingdon , TN, 38344, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/26/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Facility / Equipment Owner / 100% owner in going concern
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-27 |
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