David Dale Carpenter

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Independent Agent Competitive Edge Servi
  Arlington, TX
• 05/1999 → 11/2016
  Educators Resource Group
  Arlington, TX
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Arlington, TX
• 11/2018 → 10/2019
  Royal Alliance Associates, Inc.
  Arlington, TX
• 10/2019 → Present
  Brokers International Financial Services
  Arlington, TX

Previous Registrations

• 2018-11-02 → 2019-10-21
  Osaic Wealth, Inc.
  Arlington, TX
  Nashville, TN
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Arlington, TX
  Nashville, TN
• 1999-06-21 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Heath, TX
  Gold River, CA
  Arlington, TX

Other Businesses

1. INDEPENDENT INS. SALES POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2018 ADDRESS: 6702 Marthas Vineyard Dr., Arlington TX 76001, United States DESCRIPTION: Market Fixed Annuity & Life Products as needed or appropriate. 2. COMPEDGE FINANCIAL POSITION: Independent Life & Fixed Ins. NATURE: Non-Variable Insurance sales Term Life, Fixed Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2019 ADDRESS: 6710 Horizon Rd. # 100, Heath TX 75032, United States DESCRIPTION: Sales & Marketing

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-14