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William Joseph Conklin

Osaic Wealth, Inc.

Livingston, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
FL RA APPROVED 2024-09-27
NJ RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2025-04-01
  • FL RA
    APPROVED
    Since 2024-09-27
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Livingston NJ 08/1993 11/2018
Osaic Wealth, Inc. Livingston NJ 11/2018 Present
  • 08/1993 → 11/2018
    Signator Investors, Inc.
    Livingston, NJ
  • 11/2018 → Present
    Livingston, NJ
Previous Registrations
  • 2004-09-07 → 2018-11-02
    Signator Investors, Inc.
    Roseland, NJ
    Paramus, NJ
    Livingston, NJ
Other Businesses

1. INSURANCE BROKER-LIFE,ANNUITIES-ACORN FINNACIAL SERVICES, AGENT-SALES, START DATE- 1/5/1999, APROX 25HRS MONTHLY,APROX 1HR BUSINESS..... 2. ACORN FINANCIAL POSITION: broker NATURE: selling life insurance AIG, Lincoln, Met Life, Prudential, Banner life INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2003 ADDRESS: 290 West Mount Pleasant Ave, Livingston NJ 07039, United States DESCRIPTION: solicit the sale of life insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-03
S63 Uniform Securities Agent State Law Examination 1994-05-23
  • S65 Uniform Investment Adviser Law Examination
    1999-09-03
  • S63 Uniform Securities Agent State Law Examination
    1994-05-23
Designations
Other Names
  • William J Conklin

View on SEC IAPD

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