Thomas Joseph Brough

Current Employers

Capital Trust Wealth Management

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-29
AZ	RA	APPROVED	2017-06-23
IN	RA	APPROVED	2009-11-26

IL RA
APPROVED

Since 2026-04-29
AZ RA
APPROVED

Since 2017-06-23
IN RA
APPROVED

Since 2009-11-26

Branch Locations

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Brough Investment Group, Llc	Scottsdale	AZ	09/2009	Present

09/2009 → Present

Brough Investment Group, Llc

Scottsdale, AZ

Previous Registrations

2007-06-27 → 2009-10-09

Wedbush Securities Inc.

Los Angeles, CA

Chicago, IL

Pasadena, CA
2002-05-09 → 2007-07-13

Brookstreet Securities Corporation

Chicago, IL

Other Businesses

A) HEDGE ACCESS GROUP, LLC, TIN 45-5626680 INVESTMENT RELATED, 1927 North Oakley Avenue Chicago, Illinois 60647, RUN THREE (1) POOLED INVESTMENT LIMITED PARTNERSHIPS, MANAGING PARTNER, START DATE 09/01/2012, 10 HRS/MONTH, 150 HRS/MONTH, MANAGE THE BUSINESS. 1) LP HATGF TIN 90-1007963

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-10
S63	Uniform Securities Agent State Law Examination	1993-10-11

S65 Uniform Investment Adviser Law Examination

2001-01-10
S63 Uniform Securities Agent State Law Examination

1993-10-11

View on SEC IAPD