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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-08
PA RA APPROVED 2010-07-01
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • PA RA
    APPROVED
    Since 2010-07-01

Branch Locations

2009 Mackenzie Way Ste. 100, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Talent Group Pittsburgh PA 09/2007 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2010 Present
Other Businesses

1.HAMPTON WEALTH MANAGEMENT, ONE PINE CORPORATE CTR, STE 200 6021 WALLACE RD EXTENSION, WEXFORD, PA, 3/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO-0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. HAMPTON WEALTH MANAGEMENT, Cranberry Township PA 16066, United States, 03/03/2010, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-30
S66 Uniform Combined State Law Examination 2005-03-07
S63 Uniform Securities Agent State Law Examination 1993-11-11
  • S65 Uniform Investment Adviser Law Examination
    2010-06-30
  • S66 Uniform Combined State Law Examination
    2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    1993-11-11
Other Names
  • Michael Lynn

View on SEC IAPD

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