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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2016-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glendale | CA | 12/2011 | Present |
| California Financial Partners, Inc. | Glendale | CA | 05/2012 | 09/2025 |
(1) 12/7/2011: NON-VARIABLE INSURANCE - LIFE, FIXED ANNUITY, LTC - TIME SPENT 5% - BURBANK, CA. (2) 12/7/2011: REAL ESTATE RENTAL - 1845 CORINTH AVENUE LOS ANGELES, CA 90025 - TIME SPENT 2% - LOS ANGELES, CA. (3) 09/09/2025- Perennial Financial Services, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/05/2025- 150 Hours Per Month- 150 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-01 |
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