Randy Bruce Armstrong

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2000-05-05

IL RA
APPROVED

Since 2000-05-05

Branch Locations

Springfield, IL • United States

817 W. South Grand Ave., Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

FRIEL AND ARMSTRONG PARTNERSHIP- PARTNER; PROPERTY OWNERSHIP;START 05/2007, 1 HR/MO. TREVI GARDENS HOMEOWNERS ASSOCIATION, TREASURER, ONE OF SEVEN BOARD MEMBERS, PREPARE ANNUAL BUDGET, ATTEND QUARTERLY MEETINGS, REPORT ASSOCIATION FINANCES, DEPOSIT ASSOCIATION DUES IN BANK ACCTS, START 03.2019, 5 HRS PER MO. OUTSIDE INSURANCE BROKERAGE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-02
S63	Uniform Securities Agent State Law Examination	1993-10-15

S65 Uniform Investment Adviser Law Examination

1999-06-02
S63 Uniform Securities Agent State Law Examination

1993-10-15