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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-04-03 |
| LA | RA | APPROVED | 2019-02-22 |
| TX | RA | APPROVED | 2019-01-11 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
Henderson, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 02/1997 | 08/2018 |
| Ameriprise Financial Services, Inc. | San Antonio | TX | 08/2018 | 01/2019 |
| Hilltop Securities Independent Network Inc. | Dallas | TX | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-13 |
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