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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Park Rapids, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

317 - 1St St W, Park Rapids, MN 56470 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Park Rapids MN 09/2005 11/2020
Thrivent Financial For Lutherans Appleton WI 09/2005 11/2020
Prudential Insurance Company Of America Park Rapids MN 11/2020 Present
Pruco Securities, Llc. Park Rapids MN 11/2020 11/2024
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

1) 12/03/2024- Greater Midwest Insurance- Property and Casualty- Commercial Insurance Sales- INV Related- At St. Louis Park, MN- Start date 10/12/2021- 5 HRS MTH- 5 HRS During Trading 2) 11/25/2024- ZandB Properties LLC- Real Estate Rental- I manage 3 rental properties. This includes collecting rent, repairs and maintenance to the properties, general labor that the buildings require. 317 1st St W Park Rapids, MN, 107 Grove Ave S Park Rapids, MN and 813 W 4th St Morris, MN.- INV Related-At St. Louis Park, MN- Start date 12/01/2017- 1 HRS MTH- 1 HRS During Trading 3) 11/22/2024- Itasca Mantrap Electric Co-Op Board Member- Non-Profit Board Member- Meetings, trainings, conferences etc. with no financial responsibilities- Not INV Related- At St. Louis Park, MN- Start date 06/01/2014- 5 HRS MTH- 5 HRS During Trading 4) 11/14/2024- True North Financial Group- DBA for LPL Business (entity for LPL business)- Sales and Service for investment and insurance products- INV Related- At St. Louis Park, MN- Start date 03/10/2023- 80 HRS MTH- 80 HRS During Trading 5) 11/27/2024- Lake Emma Township Board - Supervisor- Politics/ Government- Not INV Related- At St. Louis Park, MN- Start date 01/01/2011- 4 HRS MTH- 0 HRS During Trading 6) 11/14/2024- Z and B Properties LLC- Registered Investment Advisor DBA- Created contracts to rent office and homes, pay bills and maintain properties.- INV Related- At St. Louis Park, MN- Start date 12/01/2017- 1 HRS MTH- 0 HRS During Trading 7) 11/27/2024- Lake Emma Township- Non-Profit Board Member- Lake Emma Township is a municipality. I am a Supervisor, one of five Board Members. A majority vote is required of the three supervisors on the Board. I am not a founder of the organization. I do not provide investment advice to the Board.- INV Related- At St. Louis Park, MN- Start date 01/03/2011- 5 HRS MTH- 0 HRS During Trading 8) 11/14/2024- Leclair General Agency for Health and Medicare Insurance- Non-Variable Insurance- Health and Medicare Insurance Sales- inv. related - at Park Rapids, MN- start date 10/01/2013- 5hrs/mnth- 5hrs during trading 9) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-18
  • S66 Uniform Combined State Law Examination
    2005-11-18
Other Names
  • Brian J Behrens

View on SEC IAPD

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