Marc Stephen Pearlman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 06/2024
  Securities America, Inc.
  Williamsville, NY
• 04/2002 → Present
  Marc Pearlman
  Williamsville, NY
• 06/2005 → Present
  Everbank
  Jacksonville, FL
• 10/2007 → Present
  Marc Pearlman
  Williamsville, NY
• 04/2002 → 06/2024
  Securities America Advisors, Inc.
  Williamsville, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2021-09-09 → 2024-06-14
  Securities America Advisors, Inc.
  Williamsville, NY

Other Businesses

1. OSAIC WEALTH POSITION: Investment Advisor NATURE: Osaic. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 04/2002 - LOCATED AT 25 CALIFORNIA DR, WILLIAMSVILLE, NY 14221 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2002 ADDRESS: 25 California Drive, Williamsville NY 14221, United States DESCRIPTION: Develop strategy, select managers, manage portfolios, select investments.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-25
• S65 Uniform Investment Adviser Law Examination
  1996-07-25

Other Names

• Marc Stephen Pearlman