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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-16 |
| NV | RA | APPROVED | 2013-09-06 |
Branch Locations
2900 Horizon Ridge Pkwy Ste 201, Henderson, NV 89052 • United States
Henderson, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Las Vegas | NV | 09/2013 | 03/2020 |
| Southend Strategic Partners Llc | Henderson | NV | 11/2017 | 07/2019 |
| Ameriprise Financial Services, Llc | Henderson | NV | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-14 |
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