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Emily Schmidt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

Franktown, CO

Greenwood Village, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-03-17
TX RA APPROVED_RES 2007-12-10
NJ RA APPROVED 2005-09-16
  • CO RA
    APPROVED
    Since 2020-03-17
  • TX RA
    APPROVED_RES
    Since 2007-12-10
  • NJ RA
    APPROVED
    Since 2005-09-16

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Franktown, CO • United States

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater Township NJ 09/1996 Present
Bank Of America,N.A. Bridgewater NJ 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-08
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    1996-10-08
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29
Other Names
  • Emily Louise Schmidt
  • Emily Schmidt

View on SEC IAPD

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