Steven Lynn Oneal

Current Employers

Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-12-06

TX RA
APPROVED

Since 2021-12-06

Branch Locations

Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing	Houston	TX	12/2015	05/2019
O'NEal Enerprises Llc	Spring	TX	05/2019	06/2021
Allstate Insurance Company	Spring	TX	07/2021	Present
Sharebuilder 401K	Seattle	WA	03/2022	Present

12/2015 → 05/2019

Capital One Investing

Houston, TX
05/2019 → 06/2021

O'NEal Enerprises Llc

Spring, TX
07/2021 → Present

Allstate Insurance Company

Spring, TX
03/2022 → Present

Sharebuilder 401K

Seattle, WA

Previous Registrations

2021-08-18 → 2021-11-23

Allstate Financial Advisors, Llc

Spring, TX
2015-12-16 → 2019-04-09

Capital One Advisors, Llc

Mclean, VA

Houston, TX
2013-08-02 → 2015-12-17

Valic Financial Advisors, Inc.

Houston, TX
2010-08-02 → 2013-08-07

Woodbury Financial Services, Inc.

Humble, TX

Houston, TX
2008-02-29 → 2010-08-04

Comerica Securities

Houston, TX

Other Businesses

O'NEAL ENTERPRISES, LLC RENTAL INCOME POSITION: Officer NATURE: Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2007 ADDRESS: 16 Split Rock Road, Spring TX 77381, United States DESCRIPTION: Make sure houses stay rented

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-28
S63	Uniform Securities Agent State Law Examination	1993-10-11

S65 Uniform Investment Adviser Law Examination

2008-02-28
S63 Uniform Securities Agent State Law Examination

1993-10-11

Other Names

Steve Oneal
Steven Lynn Oneal
Steven Oneal

View on SEC IAPD