Patrick Winston Lillis

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2019-11-05
KS	RA	APPROVED	2019-10-22

MO RA
APPROVED

Since 2019-11-05
KS RA
APPROVED

Since 2019-10-22

Branch Locations

Leawood, KS • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Overland Park	KS	02/2004	10/2019
Princor Financial Services	Overland Park	KS	03/2004	10/2019
Lpl Financial Llc	Leawood	KS	10/2019	Present
Global Retirement Partners, Llc	Leawood	KS	10/2019	Present

02/2004 → 10/2019

Principal Life Insurance Co

Overland Park, KS
03/2004 → 10/2019

Princor Financial Services

Overland Park, KS
10/2019 → Present

Lpl Financial Llc

Leawood, KS
10/2019 → Present

Global Retirement Partners, Llc

Leawood, KS

Previous Registrations

2005-01-01 → 2019-10-22

Principal Securities, Inc.

Overland Park, KS

Des Moines, IA

Overland Park, KS

Overland Park, KS

Overland Park, KS

Overland Park, KS

Other Businesses

1. 10/22/2019 - RETIREMENT PLAN ANALYTICS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/21/2019 - Retirement Plan Analytics LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/21/2019 - 240 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 11/21/2019 - Global Retirement Parters LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/21/2019 - 240 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-30
S63	Uniform Securities Agent State Law Examination	2004-03-19

S65 Uniform Investment Adviser Law Examination

2004-12-30
S63 Uniform Securities Agent State Law Examination

2004-03-19

View on SEC IAPD