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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| KS | RA | APPROVED | 2022-03-04 |
Branch Locations
10950 Grandview Drive Suite 500, Overland Park, KS 66210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspen Wealth Management, Inc. | Overland Park | KS | 09/2009 | Present |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 02/2022 | Present |
1) Fathers Club; INVESTMENT RELATED: No; ADDRESS: PO BOX 23303, Overland Park, KS 66283; NATURE: Community Volunteer; POSITION: Board Member; START DATE: 2009; NUMBER OF HOURS/MONTH: 15 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Discuss and vote on board issues. 2) Darrin R Wolff Rev Trust; INVESTMENT RELATED: No; ADDRESS: Overland Park, KS; NATURE: Personal Trust used in Estate Planning as part of a A/B Estate Plan; POSITION: Trustee; START DATE: 2002; NUMBER OF HOURS/MONTH: ; HOURS/MNTH DURING SECURITIES TRADING HOURS: ; DUTIES: I act as the trustee of my own personal Revocable Trust for Estate Planning purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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