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Jeffrey Thorne Sloan

Raymond James & Associates, Inc.

Conshohocken, PA

Berwyn, PA

CRD 2401621

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-08
PA RA APPROVED 2016-09-06
  • TX RA
    APPROVED
    Since 2023-01-08
  • PA RA
    APPROVED
    Since 2016-09-06

Branch Locations

300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States

Berwyn, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Philadelphia PA 10/2011 09/2016
Raymond James & Associates, Inc. Philadelphia PA 09/2016 11/2021
Raymond James & Associates, Inc Conshohocken PA 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 1994-01-19
  • S65 Uniform Investment Adviser Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-01-19
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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