Best Investors Account Sign in

Tomas Steven Aponte

Cetera Investment Advisers LLC

Fairport, NY

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

255 Woodcliff Drive 1St Floor, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Rochester NY 09/2012 06/2019
Foresters Financial Rochester NY 05/2015 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Fairport NY 06/2019 Present
  • 09/2012 → 06/2019
    Foresters Advisory Services Llc
    Rochester, NY
  • 05/2015 → 06/2019
    Foresters Financial
    Rochester, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Fairport, NY
Previous Registrations
  • 2013-07-12 → 2019-06-24
    Foresters Advisory Services, Llc
    Fairport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-11
S63 Uniform Securities Agent State Law Examination 2005-10-12
  • S66 Uniform Combined State Law Examination
    2012-08-11
  • S63 Uniform Securities Agent State Law Examination
    2005-10-12
Other Names
  • Tom Steven Aponte
  • Tommy Steven Aponte

View on SEC IAPD

Other Firms

MANNING & NAPIER ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
COMMONWEALTH FINANCIAL NETWORK
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
EDWARD JONES
MILESTONES PRIVATE INVESTMENT ADVISORS LLC
MERCER GLOBAL ADVISORS INC.

Other Investors

DANA FARR VOSBURGH
SAMANTHA MARIE LAREW
FRANK EDWARD LESCZINSKI
ETHAN BENJAMIN MCKENNEY
DONNA JEAN D'HONT
CATHY PEREIRA
CHRISTOPHER KYLE RYAN
CRAIG STEPHEN ABBOTT

Other Offices

MANNING & NAPIER ADVISORS, LLC · FAIRPORT, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairport, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairport, NY
COMMONWEALTH FINANCIAL NETWORK · Fairport, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FAIRPORT, NY
LPL FINANCIAL LLC · FAIRPORT, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairport, NY
EDWARD JONES · FAIRPORT, NY

More in Fairport, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor