George Kokalis

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 06/2018
  Bank Of America, N.A.
  Boston, MA
• 10/2009 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2018 → Present
  Wells Fargo Bank
  Charlotte, NC
• 12/2025 → Present
  Wells Fargo Clearing Services
  Charlotte, NC

Previous Registrations

• 2009-10-23 → 2018-06-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Boston, MA
  Charlotte, NC
  New York, NY
  Charlotte, NC
  New York, NY
  Charlotte, NC
• 2006-03-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Boston, MA
  Charlotte, NC
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2026-04-03
• S63 Uniform Securities Agent State Law Examination
  1993-10-18

Other Names

• George Chris Kokalis