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Dana Howard Bottenhagen

Raymond James & Associates, Inc.

Bluffton, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
SC RA APPROVED 2025-10-29
  • TX RA
    APPROVED
    Since 2025-11-20
  • SC RA
    APPROVED
    Since 2025-10-29

Branch Locations

27 Towne Drive Suite 101, Suite 202, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Dorado Hills CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc El Dorado Hills CA 11/2016 10/2025
Raymond James & Assoicate, Inc. Bluffton SC 10/2025 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    El Dorado Hills, CA
  • 11/2016 → 10/2025
    Wells Fargo Clearing Services, Llc
    El Dorado Hills, CA
  • 10/2025 → Present
    Raymond James & Assoicate, Inc.
    Bluffton, SC
Previous Registrations
  • 2008-01-01 → 2025-11-04
    Wells Fargo Clearing Services, Llc
    El Dorado Hills, CA
    Bluffton, SC
    Hilton Head Island, SC
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lincoln Hills, CA
    Lincoln, CA
    St. Louis, MO
    El Dorado Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-29
  • S63 Uniform Securities Agent State Law Examination
    1993-12-29

View on SEC IAPD

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Other Investors

JOHN CHARLES CHIACCHIERO
HEIDI OBENAUER YOSHIDA
MICHELLE ANN MYHRE
ALFRED ANTHONY CERRATI
Sarah Huie
Kevin Anthony Myhre
HEATHER MCKINNEY VENRICK
RICHARD MICHAEL SEBASTIAN

Other Offices

OAK ADVISORS, LLC · BLUFFTON, SC
LPL FINANCIAL LLC · BLUFFTON, SC
GWN SECURITIES INC. · Bluffton, SC
CHARLES SCHWAB & CO., INC. · Bluffton, SC
CETERA INVESTMENT ADVISERS LLC · BLUFFTON, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Bluffton, SC
VAN GROUW ADVISORS, LLC · BLUFFTON, SC
GWN SECURITIES INC. · BLUFFTON, SC

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