Inactive

Dawn Teree Stoffel

Creative Planning

Overland Park, KS

Little Rock, AR

Little Rock, AR

Claim This Profile

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2025-09-24

AR RA
APPROVED

Since 2025-09-24

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Little Rock, AR • United States

8221 Ranch Blvd. Suite A1 - #23, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Little Rock	AR	03/2015	05/2022
Charles Schwab Bank, Ssb	Little Rock	AR	03/2015	05/2022
U.S. Bancorp Investments, Inc.	Saint Paul	MN	08/2022	09/2025
Creative Planning, Llc	Overland Park	KS	09/2025	Present

03/2015 → 05/2022

Charles Schwab & Co., Inc.

Little Rock, AR
03/2015 → 05/2022

Charles Schwab Bank, Ssb

Little Rock, AR
08/2022 → 09/2025

U.S. Bancorp Investments, Inc.

Saint Paul, MN
09/2025 → Present

Creative Planning, Llc

Overland Park, KS

Previous Registrations

2022-08-16 → 2025-09-19

U.S. Bancorp Investments, Inc.

Little Rock, AR

Saint Paul, MN

Little Rock, AR

Saint Paul, MN

Little Rock, AR
2015-04-13 → 2022-05-24

Charles Schwab & Co., Inc.

Little Rock, AR

Germantown, TN

Washington, DC
2008-03-06 → 2015-03-11

Tiaa-Cref Individual & Institutional Services, Llc

Little Rock, AR

Austin, TX

Lawrence, KS
2005-10-12 → 2007-09-07

Thrivent Investment Management Inc.

West Point, TX

Giddings, TX

Bastrop, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-11

S66 Uniform Combined State Law Examination

2005-10-11

Other Names

Dawn Teree Ellis

View on SEC IAPD

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