Michael Patrick Powers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Lpl Financial Llc
  Sewell, NJ

Previous Registrations

• 2004-10-20 → 2006-05-16
  Banc Of America Investment Services, Inc.
  Woodbury, NJ
  Haddonfield, NJ
  Laurel Springs, NJ
• 2002-10-11 → 2004-10-20
  Quick & Reilly, Inc.
  Haddonfield, NJ

Other Businesses

(1) 2/25/2010: Pinnacle Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 03/30/2017 - POWERS MANAGEMENT INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 06/01/2007 - 0 Hours Per Month. (3) 10/10/2023 - uber/lyft - Other - RIDESHARE DRIVER - Not Investment Related - Upstate NY - Start Date 10/16/2023 - 100 Hours Per Month/ 10 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-02
• S63 Uniform Securities Agent State Law Examination
  1994-10-13

Designations

• Certified Financial Planner

Other Names

• Mike Powers