Alfred Ramnel Drouin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Auburndale, MA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Auburndale, MA

Previous Registrations

• 2009-11-04 → 2011-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA
• 2006-12-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Boston, MA
  Boston, MA
• 2002-06-12 → 2003-02-26
  Osaic Fa, Inc.
  Boston, MA

Other Businesses

Other Business Activities; Business Networking International; I serve as the VP of a local, (Natick, MA) chapter of 18 members. It is a word-of-mouth networking group to refer clients to who need help in various other professions i.e. estate planning, tax preparation, mortgage advice, financial/investment planning and many other services. This is NOT a paid position. I pay an annual membership fee and dues to belong to this formal organization. I do get referrals thru this organization and have 3 members currently as clients in this chapter. I DO NOT manage the finances of the chapter. There is a tax advisor who serves as Treasurer for this chapter.; 20 High Rock Street, , Westwood, MA, 02090; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-19
• S65 Uniform Investment Adviser Law Examination
  2002-05-20
• S63 Uniform Securities Agent State Law Examination
  1993-10-12