Best Investors Account Sign in

Tricia A Mauck

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-25
MD RA APPROVED 2004-12-17
  • TX RA
    APPROVED_RES
    Since 2009-06-25
  • MD RA
    APPROVED
    Since 2004-12-17

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 08/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-16
  • S66 Uniform Combined State Law Examination
    2004-12-16
Other Names
  • Tricia Ann Kuhn
  • Tricia Ann Kuhn
  • Tricia Ann Schell

View on SEC IAPD

Other Firms

SFG WEALTH MANAGEMENT
LPL FINANCIAL LLC
BASE MANAGEMENT CO
CAPITAL ADVISOR MANAGEMENT
FINANCIAL COUNCIL, LLC
SCHIFF WEALTH ADVISORS, LLC
DYER FINANCIAL ADVISORY
LEGACY FINANCIAL ADVISORS

Other Investors

TIMOTHY WILLIAM CARNE
WILLIAM JUDSON SOKOL
MICHAEL LOYD CRABB
WILLIAM ROBERT SWARTZ
ERIC WILLIAM HART
GEORGE RAY VAN DYKE
GREGORY CHARLES VERMEULEN
LAWRENCE NELSON LEITCH

Other Offices

SFG WEALTH MANAGEMENT · TOWSON, MD
LPL FINANCIAL LLC · TOWSON, MD
SFG WEALTH MANAGEMENT · Towson, MD
LPL FINANCIAL LLC · TOWSON, MD
BASE MANAGEMENT CO · TOWSON, MD
LPL FINANCIAL LLC · TOWSON, MD
CAPITAL ADVISOR MANAGEMENT · TOWSON, MD
FINANCIAL COUNCIL, LLC · TOWSON, MD

More in Towson, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor