Patrick James Sullivan

Current Employers

Employment History

• 11/1997 → Present
  Lpl Financial Llc
  Morristown, NJ
• 03/2011 → Present
  Private Advisor Group, Llc
  Morristown, NJ
• 09/2020 → Present
  Pag Financial, Llc
  Morristown, NJ

Previous Registrations

• 2004-11-12 → 2009-06-30
  Morristown Financial Group, Llp
  Morristown, NJ

Other Businesses

1. 02/10/2003 - Non-Variable Insurance - IVN REL - SELLING FIXED ANNUITY, TERM LIFE INSURANCE, UNIVERSAL LIFE INSURANCE 2. 04/19/2006 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 15% TIME SPENT - selling fixed insurance including Life , Health and Fixed annuities. 3. 03/22/2007 - Madison Brokerage - INV REL - Non-Variable Insurance - 1% TIME SPENT - Using an outside agency, Madison Brokerage, for fixed insurance - term, universal life, whole life, ltc & disability. 4. 02/13/2008 - Binghamton Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 08/06/2009 - Morristown Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 6. 11/13/2009 - Morristown Financial Group LLP - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 7. 07/26/2011 - Private Advisor Group - INV REL - Registered Investment Advisor - 25% TIME SPENT - (HYBRID)Financial planning services are offered on an hourly rate or flat fee 8. 08/30/2016 * Third Bridge * Outside/W-2 Employment * Inv Rel * 65 Madison Ave Morristown NJ 07960 * Consulting with Private Equity firm on the broker dealer RIA space * 1 hr during securities trading hrs. 9. 11/3/2020 - PAG Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 4/28/2020 - 2 Hours Per Month/2 Hours During Securities Trading - Holdings company for PAG Financial and Private Advisor Group LLC. 10. 4/26/2021 - PAG Financial Inc - Investment Related - At Reported Business Location(s) - Other-Limited Purpose Broker Dealer - Started 04/28/2020 - 2 Hours Per Month During Securities Trading - Limited Purpose Broker Dealer to transfer OSJ/Branch related commissions. 11. 10/10/2024 - Private Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 07/26/2011 - 160 Hours Per Month/ 130 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-02-25

Designations

Other Names

• Pat Sullivan