Cynthia Fay Spinning

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-13

FL RA
APPROVED

Since 2025-03-13

Branch Locations

Dunnellon, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Houston	TX	09/2005	09/2018
Primerica Financial Services	Tampa	FL	10/2019	03/2025
Pfs Investments Inc.	Tampa	FL	04/2020	03/2025
Unemployed	Dunnellon	FL	09/2018	10/2019
Lpl Financial Llc	Dunnellon	FL	03/2025	Present

09/2005 → 09/2018

Ameriprise Financial Services, Inc.

Houston, TX
10/2019 → 03/2025

Primerica Financial Services

Tampa, FL
04/2020 → 03/2025

Pfs Investments Inc.

Tampa, FL
09/2018 → 10/2019

Unemployed

Dunnellon, FL
03/2025 → Present

Lpl Financial Llc

Dunnellon, FL

Previous Registrations

2020-06-22 → 2025-03-13

Pfs Investments Inc.

Tampa, FL

Tampa, FL
2006-02-13 → 2018-10-09

Ameriprise Financial Services, Llc

Houston, TX

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-10

S66 Uniform Combined State Law Examination

2006-02-10

Other Names

Cindy Fay Spinning-Morse
Cindy Fay Pestana
Cynthia Fay Spinning
Cindy Fay Pestana
Cynthia Fay Spinning Morse

View on SEC IAPD