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Ricardo Amador Cordova

J.P. Morgan Securities LLC

Paso Robles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-01
CA RA APPROVED 2018-10-31
  • TX RA
    APPROVED_RES
    Since 2018-11-01
  • CA RA
    APPROVED
    Since 2018-10-31

Branch Locations

194 Niblick Rd, Paso Robles, CA 93446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Luis Obispo CA 06/2015 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Luis Obispo CA 06/2015 10/2018
Jp Morgan Securities, Llc Paso Robles CA 10/2018 Present
Jp Morgan Chase Bank, N.A. Paso Robles CA 10/2018 Present
Previous Registrations
  • 2015-06-22 → 2018-10-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Luis Obispo, CA
    Morro Bay, CA
    Santa Clarita, CA
    Atascadero, CA
    Morro Bay, CA
    Atascadero, CA
    Paso Robles, CA
  • 2010-10-21 → 2015-06-12
    Morgan Stanley
    Paso Robles, CA
    San Luis Obispo, CA
  • 2009-10-05 → 2010-08-27
    Financial Advisers Of America, Llc
    Atascadero, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-27
  • S66 Uniform Combined State Law Examination
    2009-05-27
Other Names
  • Ricardo Amador Cardova
  • Rick A. Cordova
  • Ricardo Amador Cordova
  • Ricardo A Cordova
  • Rick Amador Cordova
  • Rick Cordova

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PASO ROBLES, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paso Robles, CA
COMMONWEALTH FINANCIAL NETWORK · Paso Roble, CA
CETERA INVESTMENT ADVISERS LLC · PASO ROBLES, CA
LPL FINANCIAL LLC · PASO ROBLES, CA
CETERA INVESTMENT ADVISERS LLC · Paso Robles, CA
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