Jeffrey Lee Birnbaum

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 09/2025
  Avantax Investment Services, Inc.
  New York, NY
• 01/2012 → 11/2020
  H&R Block
  New York, NY
• 11/2012 → Present
  Relentless Management
  New York, NY
• 08/2016 → 11/2020
  H & R Block
  New York, NY
• 11/2018 → 09/2025
  Avantax Insurance Agency, Llc
  New York, NY
• 08/2012 → 09/2025
  Avantax Advisory Services
  New York, NY
• 11/2012 → Present
  On Point Financial Group Llc [Reflects The Name Change From On P
  New York, NY
• 11/2023 → Present
  On Point Financial Group Llc
  New York, NY
• 11/2021 → Present
  Sallie Mullins Thompson Cpa Pll
  Washington, DC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-07-23 → 2025-09-05
  Avantax Advisory Services
  New York, NY
• 2009-12-01 → 2010-06-30
  Ameriprise Financial Services, Llc
  New York, NY
• 2009-08-24 → 2009-10-06
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ
  New York, NY
  New York, NY
  Weehawken, NJ
  New York, NY

Other Businesses

1) Fiduciary Appointment-Power of Attorney~140 Riverside Drive, Apt 9N~New York~NY~10024~7/29/2016~0hrs~0hrs~No duties, DPOA is in effect in the event that principal suffers medical relapse or is otherwise unable to make decisions and manage affairs. 2) Financial Planning Assoc. of NY Pro Bono Committee~551 Valley Road #358~Upper Montclair~NJ~07043~Other~Other~9/24/2013~2hrs~2hrs~I am a volunteer. I teach non-investment-related information to the public. For example, I mentor Borough of Manhattan Community College college students on budgeting, income taxes, and career choices. I am not paid for this work. 3) Relentless Management~140 Riverside Drive~New York~NY~10024~Business/Management Consulting~Owner/Sole Proprietor~11/27/2012~5hrs~1hrs~Talent management services, including business and creative management of the careers of singers, songwriters, musicians, other entertainers and producers. 4) SALLIE MULLINS THOMPSON CPA PLL; Independent Contractor; Providing consulting services with respect to income tax-related topics.; NIR; HRS 1; HRS 1; 11/13/2021; 3700 Massachusetts Ave NW, L29, Washington DC 20016, DESCRIPTION: Providing consulting services with respect to income tax-related topics. 5) ON POINT FINANCIAL GROUP LLC [REFLECTS THE NAME CHANGE FROM ON POINT FINANCIAL AND THE CHANGE IN BUSINESS STRUCTURE FROM SOLE PROPRIETORSHIP TO LLC.]; Member; this is a one-person LLC. ; (1) Comprehensive financial planning.(2) Income tax planning and preparation, as well as representation of clients before the IRS and state tax agencies. IR; HRS 220; HRS 115; 11/05/2012; 140 Riverside Drive Suite 9N, New York NY 10024,; I am the sole Member of On Point Financial Group LLC. In addition to running the company. Comprehensive financial planning, including investment management, retirement planning, risk management/insurance planning, and income tax planning, all with respect to my affiliation with Avantax. In my capacity as an Enrolled Agent, I prepare income tax returns for clients and provide income tax planning guidance to them. I will represent them before the IRS and state tax agencies when needed and appropriate. 6) ON POINT FINANCIAL GROUP LLC; Member; this is a one-person LLC.; (1) Comprehensive financial planning. (2) Income tax planning and preparation, as well as representation of clients before the IRS and state tax agencies. IR; HRS 220; HRS 115; 11/24/2023; ADDRESS: 140 Riverside Drive, Suite 9N, New York, NY 10024; I am the sole Member of On Point Financial Group LLC. In addition to running the company, I have the following duties and responsibilities:(1) Comprehensive financial planning, including investment management, retirement planning, risk management/insurance planning, and income tax planning, all with respect to my affiliation with Avantax. (2) In my capacity as an Enrolled Agent, I prepare income tax returns for clients and provide income tax planning guidance to them. When needed and appropriate, I represent them before the IRS and state tax agencies. 7) SALLIE MULLINS THOMPSON CPA PLL; Independent Contractor; Providing consulting services with respect to income tax-related topics. NIR; HRS 1; HRS 1; 11/13/2021; 4703 Woodway Lane NW, Washington DC 20016; Providing consulting services with respect to income tax-related topics.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-27

Designations

• Certified Financial Planner