Best Investors Account Sign in
Employer firm

Imperity Wealth Alliance LLC CRD 339113

$140M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Imperity Wealth Alliance Llc

445 Broadhollow Road Suite 400, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-25

Branch Locations

445 Broadhollow Road Suite 400, Melville, NY 11747 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-04
NY RA APPROVED 2023-07-27
  • SC RA
    APPROVED
    Since 2024-10-04
  • NY RA
    APPROVED
    Since 2023-07-27

Branch Locations

445 Broadhollow Road Suite 203, Melville, NY 11747 • United States

Summerville, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Uniondale NY 10/2019 10/2020
Pruco Securities Llc Uniondale NY 01/2013 10/2020
Unemployed Port Washington NY 10/2020 12/2020
Esi Financial Advisor Jericho NY 06/2021 08/2022
Principal Life Insurance Company Melville NY 08/2022 07/2023
Principal Securities Inc Melville NY 08/2022 07/2023
Equity Services Jericho NY 12/2020 08/2022
Commonwealth Financial Network Waltham MA 07/2023 Present
Hunt Financial Solutions Melville NY 07/2023 Present
Imperity Wealth Alliance Llc Melville NY 03/2026 Present
  • 10/2019 → 10/2020
    The Prudential Insurance Company Of America
    Uniondale, NY
  • 01/2013 → 10/2020
    Uniondale, NY
  • 10/2020 → 12/2020
    Unemployed
    Port Washington, NY
  • 06/2021 → 08/2022
    Esi Financial Advisor
    Jericho, NY
  • 08/2022 → 07/2023
    Principal Life Insurance Company
    Melville, NY
  • 08/2022 → 07/2023
    Melville, NY
  • 12/2020 → 08/2022
    Equity Services
    Jericho, NY
  • 07/2023 → Present
    Waltham, MA
  • 07/2023 → Present
    Hunt Financial Solutions
    Melville, NY
  • 03/2026 → Present
    Melville, NY
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 08/2022; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Hunt CPA, PC; Located in Lake Worth, FL as of 02/2021; 15% of time spent during business hours; Not conducted at branch; Not investment related. 3. Co-owner, Hunt CPA, PC, an entity providing tax services; Located in Lake Worth, FL, as of 02/2021; 15% of time spent during business hours; Not conducted at branch; Not investment related. 4. Tax Preparation GarryOwen Consulting LLC; Located in Uniondale, NY, as of 03/28/2022; 10% of time spent during business hours; Not conducted at branch; Not investment related. 5. Owner, GarryOwen Consulting LLC; an entity facilitating tax services, securities, advisory, and insurance business; as of 03/28/2022; 75% of time spent during business hours; conducted at branch; investment related. 6. Tax preparation and planning, Imperity Group, LLC DBA Imperity Tax; as of 11/15/2023; 40% of time spent during business hours; conducted at branch; Not investment related. 7. Co-owner, Imperity Tax Planning, LLC dba Imperity Tax; tax preparation, consulting and planning services; as of 7/01/2025; Less than 40% of time spent during business hours; Conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
S65 Uniform Investment Adviser Law Examination 2013-04-04
S63 Uniform Securities Agent State Law Examination 2013-02-12
  • S66 Uniform Combined State Law Examination
    2022-02-07
  • S65 Uniform Investment Adviser Law Examination
    2013-04-04
  • S63 Uniform Securities Agent State Law Examination
    2013-02-12

View on SEC IAPD

More in Melville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor