Best Investors
Account
Sign in
Imperity Wealth Alliance LLC CRD 339113
$140M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
445 Broadhollow Road Suite 400, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-25 |
Branch Locations
445 Broadhollow Road Suite 400, Melville, NY 11747 • United States
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-04 |
| NY | RA | APPROVED | 2023-07-27 |
Branch Locations
445 Broadhollow Road Suite 203, Melville, NY 11747 • United States
Summerville, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Uniondale | NY | 10/2019 | 10/2020 |
| Pruco Securities Llc | Uniondale | NY | 01/2013 | 10/2020 |
| Unemployed | Port Washington | NY | 10/2020 | 12/2020 |
| Esi Financial Advisor | Jericho | NY | 06/2021 | 08/2022 |
| Principal Life Insurance Company | Melville | NY | 08/2022 | 07/2023 |
| Principal Securities Inc | Melville | NY | 08/2022 | 07/2023 |
| Equity Services | Jericho | NY | 12/2020 | 08/2022 |
| Commonwealth Financial Network | Waltham | MA | 07/2023 | Present |
| Hunt Financial Solutions | Melville | NY | 07/2023 | Present |
| Imperity Wealth Alliance Llc | Melville | NY | 03/2026 | Present |
1. Fixed insurance sales; as of 08/2022; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Hunt CPA, PC; Located in Lake Worth, FL as of 02/2021; 15% of time spent during business hours; Not conducted at branch; Not investment related. 3. Co-owner, Hunt CPA, PC, an entity providing tax services; Located in Lake Worth, FL, as of 02/2021; 15% of time spent during business hours; Not conducted at branch; Not investment related. 4. Tax Preparation GarryOwen Consulting LLC; Located in Uniondale, NY, as of 03/28/2022; 10% of time spent during business hours; Not conducted at branch; Not investment related. 5. Owner, GarryOwen Consulting LLC; an entity facilitating tax services, securities, advisory, and insurance business; as of 03/28/2022; 75% of time spent during business hours; conducted at branch; investment related. 6. Tax preparation and planning, Imperity Group, LLC DBA Imperity Tax; as of 11/15/2023; 40% of time spent during business hours; conducted at branch; Not investment related. 7. Co-owner, Imperity Tax Planning, LLC dba Imperity Tax; tax preparation, consulting and planning services; as of 7/01/2025; Less than 40% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 2013-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-12 |
Reach out to this advisor