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Shelley Greenwood-Lafoe

Wells Fargo Advisors Financial Network, LLC

Lakewood Ranch, FL

Newport, VT

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-07-30
FL RA APPROVED 2024-04-05
TX RA APPROVED 2024-04-04
  • VT RA
    APPROVED
    Since 2024-07-30
  • FL RA
    APPROVED
    Since 2024-04-05
  • TX RA
    APPROVED
    Since 2024-04-04

Branch Locations

6310 Capital Drive Ste 120 , Lakewood Ranch, FL 34202 • United States

Newport, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sarasota FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sarasota FL 11/2016 04/2024
Wells Fargo Advisors Financial Network, Llc Lakewood Ranch FL 04/2024 Present
Previous Registrations
  • 2005-07-25 → 2024-04-04
    Wells Fargo Clearing Services, Llc
    Bradenton, FL
    Sarasota, FL
    Sarasota, FL
    Palmetto, FL
    Lakewood Ranch, FL
    Naples, FL
    Bradenton, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Lakewood Ranch, FL
    Lakewood Ranch, FL
    Sarasota, FL
  • 1996-04-25 → 2005-06-24
    Truist Investment Services, Inc.
    Bradenton, FL
Other Businesses

S. G. LAFOE INVESTMENT GROUP INC., INV RELATED, LAKEWOOD RANCH, FL, 100% OWNERSHIP, START 1/23/2024, 160 HOURS PER MONTH, 100 HOURS PER MONTH, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-22
S63 Uniform Securities Agent State Law Examination 1994-11-22
  • S66 Uniform Combined State Law Examination
    2001-10-22
  • S63 Uniform Securities Agent State Law Examination
    1994-11-22
Other Names
  • Shelly Dawn Greenwood
  • Shelley Dawn Greenwood
  • Shelley Dawn Greenwood-Lafoe

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWEDGE ADVISORS
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
DOW FAMILY OFFICE ADVISORY, LLC

Other Investors

STEVEN LEE GROSSMAN
Cole Alexander Hedge
Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL

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