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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

618 W. 5Th Street, Wilton, IA 52778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 07/2014 Present
Dewitt Bank & Trust Company Dba Wilton Bank Wilton IA 01/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2018 → Present
    Dewitt Bank & Trust Company Dba Wilton Bank
    Wilton, IA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/11/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS:1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES 2) NAME OF OTHER BUSINESS: AMERICAN MUTUAL INSURANCE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 903 DEWITT ST, GRAND MOUND, IA 52751; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR: VICE-CHAIRPERSON OF THE BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FINANCIAL OVERSIGHT, STRATEGIC DIRECTION, REPRESENTATION OF POLICYHOLDERS; 3) NAME OF OTHER BUSINESS: DEWITT BANK & TRUST COMPANY DBA WILTON BANK-OFFICE OF DEWITT & TRUST CO. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REP APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING 4) NAME OF OTHER BUSINESS: PEACE UNITED METHODIST CHURCH ; INVESTMENT RELATED: NO ; ADDRESS: 1321 HWY 38, WILTON, IA 52778 ; NATURE OF BUSINESS: CHURCH START DATE: 01/1990 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ISSUE AND SIGN CHECKS FOR ANY ACTIVITY RELATED TO CHURCH SERVICES ; 5) NAME OF OTHER BUSINESS: WILTON ALUMNI ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 117 W 6TH ST WILTON IA 52778; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DIRECT AND APPROVE ACTIVITIES FOR THE ALUMNI ASSOCIATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-22
S63 Uniform Securities Agent State Law Examination 1993-10-25
  • S66 Uniform Combined State Law Examination
    2014-09-22
  • S63 Uniform Securities Agent State Law Examination
    1993-10-25
Other Names
  • Ben Brown

View on SEC IAPD

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