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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2014 | Present |
| Dewitt Bank & Trust Company Dba Wilton Bank | Wilton | IA | 01/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/11/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS:1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES 2) NAME OF OTHER BUSINESS: AMERICAN MUTUAL INSURANCE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 903 DEWITT ST, GRAND MOUND, IA 52751; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR: VICE-CHAIRPERSON OF THE BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FINANCIAL OVERSIGHT, STRATEGIC DIRECTION, REPRESENTATION OF POLICYHOLDERS; 3) NAME OF OTHER BUSINESS: DEWITT BANK & TRUST COMPANY DBA WILTON BANK-OFFICE OF DEWITT & TRUST CO. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REP APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING 4) NAME OF OTHER BUSINESS: PEACE UNITED METHODIST CHURCH ; INVESTMENT RELATED: NO ; ADDRESS: 1321 HWY 38, WILTON, IA 52778 ; NATURE OF BUSINESS: CHURCH START DATE: 01/1990 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ISSUE AND SIGN CHECKS FOR ANY ACTIVITY RELATED TO CHURCH SERVICES ; 5) NAME OF OTHER BUSINESS: WILTON ALUMNI ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 117 W 6TH ST WILTON IA 52778; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DIRECT AND APPROVE ACTIVITIES FOR THE ALUMNI ASSOCIATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-25 |
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