Richard Jimmie Allred

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Commonwealth Financial Network
  Waltham, MA
• 09/2021 → Present
  Core Wealth Advisory
  Waltham, MA

Previous Registrations

• 2007-11-21 → 2014-01-24
  Ameriprise Financial Services, Llc
  Waltham, MA

Other Businesses

1. Fixed insurance sales; as of 01/24/2014; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, RJA, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/08/2024; 0% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, CWA, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 4/01/2024; 95% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Richard J Allred