Bob Allan Kaye

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 06/2024
  Securities America, Inc
  Valley Glen, CA
• 05/2005 → 06/2024
  Securities America Advisors, Inc.
  Valley Glen, CA
• 09/1993 → Present
  Future Retirement Financial & Insurance Services Inc / Retiremen
  Valley Glen, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sherman Oaks, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sherman Oaks, CA

Previous Registrations

• 2005-05-12 → 2024-06-14
  Securities America Advisors, Inc.
  Valley Glen, CA
  Sherman Oaks, CA
• 1997-12-26 → 2005-05-19
  Osaic Fa, Inc.
  Van Nuys, CA

Other Businesses

INSURANCE SALES - AGENT - Investment Related - 10% TIME SPENT - Start Date: 3/1993 - Located at 3569 ALANA DRIVE, SHERMAN OAKS, CA 91403 RETIREMENT PLANNING ASSOCIATES POSITION: Financial Advisor NATURE: Variable Annuities/Life INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2005 ADDRESS: 3569 Alana Drive, Sherman Oaks CA 91403, United States DESCRIPTION: Variable Annuities/Life BOB KAYE AUTHOR POSITION: Author NATURE: Book Author INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2020 ADDRESS: 3569 Alana Drive, Sherman Oaks CA 91403, United States DESCRIPTION: Book Author - Enough Money to Live On: Making Smarter and Simpler Decisions for Stress-free Retirement - is approved through SA compliance

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-17