Scott Ryan Cohen

Current Employers

Employment History

• 06/2003 → Present
  Kestra Invesment Services Llc
  Dallas, TX
• 04/2016 → Present
  Kestra Advisory Services Llc
  Dallas, TX

Previous Registrations

• 2000-07-12 → 2003-07-01
  Veravest Investment Advisors, Inc.
  Dallas, TX

Other Businesses

Bus Name: Jewish Community Center Investment Related: No Address: 7200 Northaven Road Dallas TX 75230 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 7/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As a past Chair, I will have very little duties outside of fundraising. Bus Name: CD Wealth Management, LLC Investment Related: Yes Address: 16400 Dallas Parkway, #310 Dallas TX 75248 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 7/1/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Oversee the firm and work closely with my clients and employees in the financial planning and implementation and advisory process Bus Name: Insurance Sales Investment Related: Yes Address: 16400 Dallas Parkway, #310 Dallas TX 75248 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 6/30/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: My duties are to oversee the company My duties are to be a Financial Planner for my clients Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: RBHSC, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2022 ADDRESS: 16400 Dallas Parkway, #310, Dallas TX 75248, United States DESCRIPTION: None Bus Name: AB OWLS TEXAS POSITION: member NATURE: Investment into a European Soccer Club INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2023 ADDRESS: 8226 Douglas Ave, #550, Dallas TX 75225 DESCRIPTION: This entity will not do any other passive investments outside of the Five Castles Football Group. I understand the following conditions: 1. If any passive investments or other OBAs are owned by the LLC, those must also be separately disclosed.2. No change in ownership or ownership structure can be made without prior written approval from Kestra Investment Services.3. Adding additional investments is a material change that requires prior notification to and approval from Kestra IS. Bus Name: COHEN 5, LLC, A COLORADO LIMITED LIABILITY COMPANY POSITION: Manager NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 10224 Epping Lane, Dallas TX 75229, United States DESCRIPTION: I am responsible for making sure the real estate is purchased, the bank loan is secured for the build and then distributing the monies after the sale we can close the LLC. Bus Name: HOOK'EM COHEN, LLC, A COLORADO LIMITED LIABILITY COMPANY POSITION: member and Manager of LLC NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 10224 Epping Lane, Dallas TX 75229, United States DESCRIPTION: manager, My duties are to fund the cost of the build and secure the construction loan.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1993-11-29

Designations